-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QsFv96P0kd+bJOrJ2Jem8nQxfrwlq2prSCU1/1ed/xzsF69ATOMjKdlpXM9qday/ Jjy1HVKSFS0xiC7xJakoUA== 0000950162-02-000824.txt : 20020624 0000950162-02-000824.hdr.sgml : 20020624 20020624151442 ACCESSION NUMBER: 0000950162-02-000824 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20020624 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: DEFIANTE FARMACEUTICA UNIPESSOAL LDA CENTRAL INDEX KEY: 0001168857 FILING VALUES: FORM TYPE: SC 13G MAIL ADDRESS: STREET 1: RUA DOS FERREIROS,260 CITY: FUNCHAL MADEIRA STATE: S1 ZIP: 9000-082 FORMER COMPANY: FORMER CONFORMED NAME: DEFIANTE FARMACEUTICA UNIFESSOAL LDA DATE OF NAME CHANGE: 20020311 SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: SCICLONE PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000880771 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 943116852 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G SEC ACT: 1934 Act SEC FILE NUMBER: 005-43408 FILM NUMBER: 02685360 BUSINESS ADDRESS: STREET 1: 901 MARINER'S ISLAND BLVD. STREET 2: SUITE 205 CITY: SAN MATEO STATE: CA ZIP: 94404 BUSINESS PHONE: 650-358-3456 MAIL ADDRESS: STREET 1: 901 MARINER'S ISLAND BLVD. STREET 2: SUITE 205 CITY: SAN MATEO STATE: CA ZIP: 94404 SC 13G 1 sciclone13g062402.txt SCHEDULE 13G UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 SciClone Pharmaceuticals, Inc. - -------------------------------------------------------------------------------- (Name of Issuer) Common Stock, No Par Value - -------------------------------------------------------------------------------- (Title of Class of Securities) 80862K104 - -------------------------------------------------------------------------------- (CUSIP Number) June 13, 2002 - -------------------------------------------------------------------------------- (Date of Event which Requires Filing of this Statement) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: / / Rule 13d-1(b) /X/ Rule 13d-1(c) / / Rule 13d-1(d) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). -2- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Paolo Cavazza - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Italy - -------------------------------------------------------------------------------- 5. Sole Voting Power 384,615 ----------------------------------------------------- Number of 6. Shared Voting Power Shares Beneficially 2,564,403 Owned by Each ----------------------------------------------------- Reporting 7. Sole Dispositive Power Person With: 384,615 ----------------------------------------------------- 8. Shared Dispositive Power 2,564,403 ----------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,949,018 - -------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 8.00% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN -3- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Claudio Cavazza - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Italy - -------------------------------------------------------------------------------- 5. Sole Voting Power 384,615 ----------------------------------------------------- Number of 6. Shared Voting Power Shares Beneficially 2,372,303 Owned by Each ----------------------------------------------------- Reporting 7. Sole Dispositive Power Person With: 384,615 ----------------------------------------------------- 8. Shared Dispositive Power 2,372,303 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,756,918 - -------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 7.48% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) IN -4- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Sigma Tau Finanzaria S.p.A. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Italy - -------------------------------------------------------------------------------- 5. Sole Voting Power 0 ----------------------------------------------------- Number of 6. Shared Voting Power Shares Beneficially 2,372,303 Owned by Each ----------------------------------------------------- Reporting 7. Sole Dispositive Power Person With: 0 ----------------------------------------------------- 8. Shared Dispositive Power 2,372,303 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 2,372,303 - -------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 6.44% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO -5- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Sigma-Tau Finance International S.A. (fka Sigma-Tau Finance S.A.) - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Luxembourg - -------------------------------------------------------------------------------- 5. Sole Voting Power 400,000 ----------------------------------------------------- Number of 6. Shared Voting Power Shares Beneficially 0 Owned by Each ----------------------------------------------------- Reporting 7. Sole Dispositive Power Person With: 400,000 ----------------------------------------------------- 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 400,000 - -------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 1.09% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO -6- - -------------------------------------------------------------------------------- 1. Names of Reporting Persons. I.R.S. Identification Nos. of above persons (entities only). Defiante Farmaceutica, Unipessoal, L.D.A. - -------------------------------------------------------------------------------- 2. Check the Appropriate Box if a Member of a Group (See Instructions) (a) / / (b) / / - -------------------------------------------------------------------------------- 3. SEC Use Only - -------------------------------------------------------------------------------- 4. Citizenship or Place of Organization Portugal - -------------------------------------------------------------------------------- 5. Sole Voting Power 1,972,303 ----------------------------------------------------- Number of 6. Shared Voting Power Shares Beneficially 0 ----------------------------------------------------- Owned by Each 7. Sole Dispositive Power Reporting Person With: 1,972,303 ----------------------------------------------------- 8. Shared Dispositive Power 0 - -------------------------------------------------------------------------------- 9. Aggregate Amount Beneficially Owned by Each Reporting Person 1,972,303 - -------------------------------------------------------------------------------- 10. Check box if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) / / - -------------------------------------------------------------------------------- 11. Percent of Class Represented by Amount in Row (9) 5.35% - -------------------------------------------------------------------------------- 12. Type of Reporting Person (See Instructions) CO -7- Item 1(a). Name of Issuer: SciClone Pharmaceuticals, Inc. Item 1(b). Address of Issuer's Principal Executive Offices: 901 Mariner's Island Boulevard, Suite 315, San Mateo, CA 94404 Item 2(a). Name of Person Filing: This statement is filed on behalf of each of the following persons (collectively, the "Reporting Persons") (i) Paolo Cavazza (ii) Claudio Cavazza (iii) Sigma-Tau Finanziaria SpA ("Sigma-Tau") (iv) Sigma Tau Finance International S.A. (fka Sigma Tau Finance S.A.) ("ST Finance") (v) Defiante Farmaceutica, Unipessoal, L.D.A. ("Defiante") Item 2(b). Address of Principal Business Office: (i) Paolo Cavazza Via le dell'umanesimo, 178 Rome, Italy 00144 (ii) Claudio Cavazza Piazza Campitelli, 2 Rome, Italy 00186 (iii) Sigma-Tau Via Sudafrica, 20 Rome, Italy 00144 (iv) ST Finance Avenue Pasteur, 6 Luxembourg LP-2310 (v) Defiante Rua dos Ferriros, 260 Funchal-Madeira (Portugal) 9000-082 Item 2(c). Citizenship: (i) Paolo Cavazza is an Italian citizen. (ii) Claudio Cavazza is an Italian Citizen. (iii) Sigma-Tau is an Italian corporation. (iv) ST Finance is an Luxembourg corporation. (v) Defiante is a Portuguese corporation. -8- Item 2(d). Title of Class of Securities: Common Stock, no par value (the "Shares") Item 2(e). CUSIP Number: 80862K104 Item 3. If this statement is filed pursuant to ss.ss.240.13d-1(b) or 240.13d-2(b) or (c), check whether the person is a: This Item 3 is not applicable Item 4. Ownership: Paolo Cavazza (a) Amount beneficially owned: 2,949,018 (b) Percent of class: 8.00% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 384,615 (ii) shared power to vote or to direct the vote: 2,564,403 (iii) sole power to dispose or to direct the disposition of: 384,615 (iv) shared power to dispose or to direct the disposition of: 2,564,403 Claudio Cavazza (a) Amount beneficially owned: 2,756,918 (b) Percent of class: 7.48% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 384,615 (ii) shared power to vote or to direct the vote: 2,372,303 (iii) sole power to dispose or to direct the disposition of: 384,615 (iv) shared power to dispose or to direct the disposition of: 2,372,303 -9- Sigma Tau (a) Amount beneficially owned: 2,372,303 (b) Percent of class: 6.44% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 0 (ii) shared power to vote or to direct the vote: 2,372,303 (iii) sole power to dispose or to direct the disposition of: 0 (iv) shared power to dispose or to direct the disposition of: 2,372,303 ST Finance (a) Amount beneficially owned: 400,000 (b) Percent of class: 1.09% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 400,000 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 400,000 (iv) shared power to dispose or to direct the disposition of: 0 Defiante (a) Amount beneficially owned: 1,972,303 (b) Percent of class: 5.35% (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote: 1,972,303 (ii) shared power to vote or to direct the vote: 0 (iii) sole power to dispose or to direct the disposition of: 1,972,303 (iv) shared power to dispose or to direct the disposition of: 0 Item 5. Ownership of Five Percent or Less of a Class: Not Applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person: Not Applicable -10- Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company: Not Applicable Item 8. Identification and Classification of Members of the Group: Not Applicable Item 9. Notice of Dissolution of Group: Not Applicable Item 10. Certification: By signing below, I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. -11- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: June 17, 2002 Paolo Cavazza By: /s/ Paolo Cavazza ----------------------------------------------- Name: Paolo Cavazza Dated: June 17, 2002 CLAUDIO CAVAZZA By: /s/ Claudio Cavazza ----------------------------------------------- Name: Dated: June 17, 2002 SIGMA TAU FINANZIARIA SPA By: /s/ Mario Artali ----------------------------------------------- Name: Mario Artali Title: Director Dated: June 17, 2002 Sigma-Tau Finance International S.A. (fka Sigma-Tau Finance S.A.) By: /s/ Antonio Nicolai ----------------------------------------------- Name: Antonio Nicolai Title: Director Dated: June 17, 2002 Defiante Farmaceutica, Unipessoal, L.D.A. By: /s/ Pedro Quintas ----------------------------------------------- Name: Pedro Quintas Title: Director -12- EXHIBIT INDEX Page No. A. Joint Filing Agreement dated June 17, 2002 by and among Paolo Cavazza, Claudio Cavazza, Sigma Tau Finanziaria SpA, Sigma-Tau Finance International S.A. and Defiante Farmaceutica, Unipessoal, L.D.A................................................................... 13 -13- EXHIBIT A JOINT FILING AGREEMENT The undersigned hereby agree that the statement on Schedule 13G with respect to the Common Stock of SciClone Pharmaceuticals, Inc. dated as of June 17, 2002 is, and any amendments thereto signed by each of the undersigned shall be, filed on behalf of each of us pursuant to and in accordance with the provisions of Rule 13d-1(f) under the Securities Exchange Act of 1934. Dated: June 17, 2002 Paolo Cavazza By: /s/ Paolo Cavazza ----------------------------------------------- Name: Paolo Cavazza Dated: June 17, 2002 CLAUDIO CAVAZZA By: /s/ Claudio Cavazza ----------------------------------------------- Name: Dated: June 17, 2002 SIGMA TAU FINANZIARIA SPA By: /s/ Mario Artali ---------------------------------------------- Name: Mario Artali Title: Director Dated: June 17, 2002 Sigma-Tau Finance International S.A. (fka Sigma-Tau Finance S.A.) By: /s/ Antonio Nicolai ----------------------------------------------- Name: Antonio Nicolai Title: Director Dated: June 17, 2002 Defiante Farmaceutica, Unipessoal, L.D.A. By: /s/ Pedro Quintas ----------------------------------------------- Name: Pedro Quintas Title: Director -----END PRIVACY-ENHANCED MESSAGE-----